PHIL 202: Practical Reason
Winter 2004; David O. Brink
Handout #6: The Authority of Morality I: Relativism, Minimalism, and Antirationalism

MORAL MOTIVATION
Ethics appears to be a normative discipline.  When discussing the normative adequacy of conceptions of practical reason, we talked about two dimensions of normativity -- motivational pull and normative authority.  In thinking about the normativity of ethics, we might focus on moral motivation.  But moral motivation involves a puzzle. Cognitivists interpret moral judgments as expressing cognitive attitudes, such as belief, rather than noncognitive attitudes, such a desire.  Internalists believe that moral judgments necessarily engage the will and motivate.  It is a common view that motivation involves pro-attitudes, such as desires, and that no belief entails any particular desire.  But these assumptions are in tension, as can be seen in this puzzle about moral motivation.

  1. Moral judgments express beliefs.
  2. Moral judgments entail motivation.
  3. Motivation involves a desire or pro-attitude.
  4. There is no necessary connection between any belief and any desire or pro-attitude.
(1) expresses a cognitivist view of ethics; (2) expresses the internalist thesis that motivation is an essential part of moral judgment; and (3) and (4) state common assumptions about motivation, belief, and desire.  Noncognitivists reject (1); externalists reject (2); and rationalists about moral motivation reject (3) or (4).  But if moral motivation can be and is consequential on beliefs about the normative authority of moral requirements, then the issue about normative authority is prior to the issue about motivational pull.

THE AUTHORITY OF MORALITY
Another way to think of the normativity of ethics is, not in terms of whether morality does motivate, but in terms of whether it should.  One way to understand this aspect of normativity is in terms of the authority of morality.  But the authority of morality raises its own puzzles.  It is common to think of morality as both objective and impartial, in particular, as containing various other-regarding duties of cooperation, forbearance, and aid that apply to agents independently of their own aims and interests.  Most of us also regard moral obligations as authoritative practical considerations.  But heeding these obligations appears sometimes to constrain the agent's pursuit of his own interest or aims.  If we associate rationality with the agent's own point of view, we may wonder whether moral conduct is always rationally justifiable.  We can capture this tension in terms of a puzzle about the authority of morality.

  1. Moral requirements include impartial other-regarding obligations that do not apply to agents in virtue of their aims or interests.
  2. Moral requirements necessarily provide agents with reasons for action.
  3. Rational action is action that advances the agent's aims or interests.
  4. Fulfilling other-regarding obligations need not advance the agent's aims or interests.
(1) expresses a commitment to morality's objectivity and impartiality; (2) is a rationalist thesis about the authority of morality; (3) reflects common assumptions about practical reason, viz. that it is instrumental or prudential; and (4) reflects a common view about the independence of different people's aims and interests.  Relativists and minimalists reject (1); moral requirements must be relativized to and further the agent's aims and interest.  Anti-rationalists reject (2); immoral conduct need not be irrational. Those who believe that practical reason can be impartial reject (3); an agent has non-derivative reason to benefit others. Metaphysical egoists reject (4); properly understood, people's interests are interdependent such that acting on other-regarding moral requirements is a counterfactually reliable way of promoting the agent's own good.

RELATIVISM AND MINIMALISM
We might appeal to (2)-(4) to reject (1).  One view that is relativist is Harman's in "Moral Relativism Defended".  He combines rationalism about moral requirements (expressed by "inner" judgments) with an instrumental conception of practical reason to yield a "soberly logical" relativist conclusion that moral duties must be relativized to the desires of the agent.

  1. Moral requirements generate reasons for action.
  2. Reasons for action are desire-dependent.
  3. Hence, moral requirements are desire-dependent.
But this kind of relativism appears also to be minimalist and revisionary, tailoring one's duties to one's concerns in a very parochial way.

Another view that is both skeptical and minimalist is Callicles' position in Plato's Gorgias.  Callicles resolves the apparent conflict between the demands of virtue and the agent's own interest by arguing that "real" or natural justice does not require the agent to help others or forbear from harming them, as conventional morality supposes (482de, 483ab, 488b-490a).  The naturally just person satisfies her own unrestrained desires (488b).

  1. Justice is a virtue.
  2. Virtues must benefit their possessor.
  3. Conventional justice benefits others, not the agent.
  4. Hence, conventional justice is not real justice.
  5. Hence, real justice consists in benefiting oneself, not others.
Any ethical theory that holds an agent's obligations hostage to the promotion of her immediate or unreflective interests or desires seems committed to a revisionary moral view; it seems unable to explain why those who do not have other-regarding attitudes should cultivate them and why those who happen to have them should maintain them.

One attempt to meet this challenge is embodied in that strand of social contract theory -- including Epicurus, Hobbes, and Gauthier -- that understands the scope, content, and authority of morality in terms of rational agreement.  In its classical form, this view appeals to a prudential or egoist conception of rationality and argues that it is in the long-term interest of agents to develop, maintain, and act on other-regarding attitudes.  The general story is familiar enough and can be illustrated with an example from Hume.

Your corn is ripe today; mine will be so tomorrow. 'Tis profitable for us both, that I shou'd labour with you today, and that you shou'd aide me tomorrow.  I have no kindness for you, and know you have as little for me.  I will not, therefore, take any pains upon your account; and shou'd I labor upon my own account, in expectation of a return, I know I shou'd be disappointed, and that I shou'd in vain depend upon your gratitude.  Here then I leave you to labour alone; You treat me in the same manner.  The seasons change; and both of us lose our harvests for want of mutual confidence and security [Treatise III.ii.5/520-21].
Hume's example involves a one-shot case of sequential cooperation.  Where the cooperation would be simultaneous, the situation can be represented as a prisoner's dilemma (PD).   If the benefit to each of the other's contribution is 10 and the cost to each of his own contribution is 5, then the pay-offs are as follows.
 
B
Contribute
Don't Contribute
A
Contribute
A: 5
B:5
A:-5
B: 10
Don't Contribute
A: 10
B: -5
A: 0
B: 0

For every rational individual, noncooperation strictly dominates cooperation; whatever the other does, each is better-off not cooperating.  Every rational individual would reason in this way, with the result that rational individuals cannot, in principle, secure mutual benefits.  (For the classical PD situation, substitute "stay silent" for "contribute" and "rat" for "don't contribute" and put the following values in boxes : NW box = A and B each serves 2 years in prison; SW box = A goes free and B serves 12 years; NE box = B goes free and A serves 12 years; and SE box = A and B each serves 10 years.  It's essential, of course, that prisoners consider the value only of jail terms -- for instance, they are not to consider the negative reputational effects of being a "stool pigeon" -- in other words, the pay-offs should really be in terms of utilities.)

But typically A and B have opportunities for ongoing mutually advantageous interaction with each other and others.  Here we have a so-called iterated PD situation, which changes the pay-off structure of the original game (so that we no longer have a genuine PD).  If A contributes, it is better for B to contribute, because the benefits of contribution and the costs of noncontribution are higher than in the single-shot PD; if B fails to contribute, A will cease to deal with him and/or retaliate and B will suffer bad reputational effects with others.

Insofar as moral interaction can be modeled as an iterated PD situation, the rational egoist can perhaps justify other-regarding moral behavior.  Much of impartial other-regarding morality involves norms of cooperation (e.g. fidelity and fair play), forbearance, and aid.  Each individual has an interest in the fruits of interaction conducted according to these norms.  Though it might be desirable to reap the benefits of others' compliance with norms of forbearance and cooperation without incurring the burdens of one's own, the opportunities to do this are infrequent.  Noncompliance is generally detectable, and others won't be forbearing and cooperative toward those who are known to be noncompliant.  For this reason, compliance is typically necessary to enjoy the benefits of others' continued compliance.  Moreover, because each has an interest in others' cooperation and restraint, communities will tend to reinforce compliant behavior and discourage noncompliant behavior.  If so, compliance is often necessary to avoid such social sanctions.  Whereas noncompliance secures short-term benefits that compliance does not, compliance typically secures greater long-term benefits than noncompliance.  The structure of this justification is something like this.

  1. It is in an agent's interest to receive the benefits of norms of cooperation and restraint.
  2. Others won't be cooperative and restrained toward those who are known to be noncompliant with these norms; the benefits of systems of cooperation and restraint are available only to those who appear to be cooperative and restrained.
  3. Given the costs of detected noncompliance and the psychic costs (e.g. anxiety) that noncompliance will be detected, the least costly way to maintain the appearance of compliance is to be compliant.
  4. Hence, it is in an agent's interest to be cooperative and restrained.
  5. Hence, there are other-regarding duties that have prudential foundations.
In this way, a strategic conception of morality can try to justify other-regarding morality and avoid unacceptably minimalist conclusions while denying the claim that these moral requirements apply to agents independently of their interests and desires.  (This is one way to try to interpret the relevance of Harman's claims about contract and bargaining in the second half of his article.)  But there are several worries about this account of the authority of morality. ANTI-RATIONALISM
Given these worries about strategic egoism, we might conclude that morality and rationality are two independent points of view.  We might agree that morality is impartial but insist that rationality is instrumental or prudential. If so, we can see how there might be conflicts between rationality and other-regarding morality.  If there can be such conflicts, then immoral action is not necessarily irrational.  If so, we should reject the rationalist element of the puzzle (2).  On this view, the authority, but not the scope or content, of morality depends on the aims or interests of agents.

Foot illustrates one version of anti-rationalism in "Morality as a System of Hypothetical Imperatives."  She motivates this form of anti-rationalism by noting an ambiguity within Kantian rationalism.  Kant, of course, distinguishes between hypothetical and categorical imperatives (Groundwork 414).  Hypothetical imperatives are conditional on whether the conduct enjoined promotes the agent's antecedent interests or desires, whereas categorical imperatives are not.  Kant claims that moral requirements express categorical, rather than hypothetical, imperatives (416).  Following Foot, we might identify two distinguishable claims here.  In one sense, imperatives are categorical just in case they apply to people independently of their aims or interests.  If so, they express categorical norms.  The inescapability thesis claims that moral requirements express categorical norms.  In another sense, imperatives are categorical just in case they provide pro tanto reason for action, independently of the agent's contingent empirical aims and interests.  If so, they enjoy rational authority.  The authority thesis claims that moral requirements possess rational authority.  Though Kant clearly accepts both inescapability and authority theses, Foot argues -- by analogy with etiquette -- that only the inescapability thesis is plausible.

Foot is right that inescapability and authority are distinct claims.  But her denial of authority rests on a brute appeal to instrumental or prudential assumptions about  practical reason.

... [I]t is supposed [by Kant and others] that moral considerations necessarily give reasons for acting to any man.  The difficulty is, of course, to defend this proposition which is more often repeated than explained.  ...  The fact is that the man who rejects morality because he sees no reason to obey its rules can be convicted of villainy but not of inconsistency.  Nor will his action necessarily be irrational.  Irrational actions are those in which a man in some way defeats his own purposes, doing what is calculated to be disadvantageous or to frustrate his ends.  Immorality does not necessarily involve any such thing [Virtues and Vices, pp. 161-2].
We might ask whether Foot's position requires her to treat etiquette and morality as equally authoritative.  At times, she suggests that the special authority is an unnecessary illusion, the product of moral indoctrination.  However, she can say that morality is nonetheless more important than etiquette if some hypothetical imperatives can be more authoritative than others.  She could appeal to the claim that a significant part of morality should be understood to consist in norms the general observance of which is mutually advantageous.  This would explain the important stake that most of us have most of the time in moral behavior and the evident interest we take in each other's moral behavior (and moral education) -- but without endorsing rationalism.

But it would be nice to be able to show that those who don't have promoral sentiments have reason to acquire them and that those that do have reason to retain them.  This would apparently require rationalism.  The rationalist might question Foot's assumptions about practical reason, as the friends of impartial practical reason (e.g. Nagel) do.  Foot could appeal to Williams's defense of internal reasons.  But Nagel thinks that motivation is consequential on judgments of practical reason, so that practical reason need not be constrained by what the agent antecedently desires.