draft of 10-19-04
PHIL 161: Topics in the History of Ethics
Fall 2004; Greek Ethics
David O. Brink
Handout #7: Justice and Dialectic in Plato's Gorgias
THEMES
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Rhetoric and virtue as rivals to be the superordinate craft.
Socrates argues, largely with Gorgias and Polus, that whereas rhetoric
aims to flatter and please, virtue aims to benefit (462b-465d, 502e-503d).
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The probative value of the elenchus. If the conclusions of
the elenchus depend upon the interlocutor's particular opinions and concessions,
what reason is there to think that the conclusions are true? Perhaps
Socrates's interlocutors hold idiosyncratic opinions or Socrates exploits
conventional views and prejudices to shame his interlocutors into concessions
they shouldn't make. What if Socrates were to meet up with a less
compliant interlocutor?
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The eudaimonist justification of justice. The Gorgias
faces overdue issues about the relationship between virtue and happiness.
In particular, it recognizes and tackles the problem of how other-regarding
virtues, such as justice, can satisfy the eudaimonist constraint that virtues
must benefit their possessors.
We will focus on (3). (1) is relevant to the attack on hedonism contained
in (3) and will be touched on (briefly) below. A brief word about
(2) before turning to (3).
THE PROBATIVE VALUE OF DIALECTIC
What is the probative value of an interlocutor's agreement in the elenchus?
Perhaps it can't establish the objective truth of conclusions that survive
particular elenctic inquiries but can only establish the consistency of
a particular interlocutor's views and provide ad hominem arguments against
particular assumptions of the interlocutor. If Socratic claims do
survive their criticisms, we must ask if the discussion which they survive
has been fair. When Gorgias finds himself in inconsistency, Polus
interrupts and alleges that Socrates has only shamed Gorgias into
contradicting himself (461bc). And when Polus finds himself defeated,
Callicles alleges that Polus has suffered the same fate as Polus alleged
Gorgias suffered, viz. he has been shamed and trapped into claims he didn't
believe or shouldn't have conceded (482cd).
It is not wrong in principle for Socrates to appeal to his interlocutor's
sense of shame. For attitudes of shame reflect moral or evaluative
beliefs, and it is part of the elenchus to require consistency among the
interlocutor's beliefs. But an interlocutor may have accepted a belief,
especially a common belief, uncritically and for the wrong reasons.
In claiming that Socrates has shamed his interlocutors into accepting claims
they should have rejected, the critics may be claiming that his interlocutors
maintained the wrong beliefs for the wrong reasons. If these charges
are true, Socrates's triumphs over Gorgias and Polus may seem to have little
or no probative value. This explains the importance of Callicles.
Callicles promises to be a radical critic who won't be shamed or bullied
into changing or contradicting his position. If Socrates can show
that even a radical critic such as Callicles must acknowledge his claims
about virtue and happiness, then Socrates's claim that elenchus aims at
and can hope to produce knowledge (453b1-5) begins to look more plausible
and his claims about virtue and happiness will look more defensible.
This suggests some provisional claims about the ambitions of elenctic
inquiry. We know that the immediate goal of an elenctic inquiry is
the examination of the sincere beliefs of the interlocutor.
Elenctic agreement with interlocutor A is the immediate aim and is important
(472b6-c3, 474a5-b3, 476a2-3). But the importance of A's agreement
depends upon how systematic the inquiry was, how compliant A was, and the
reasons for A's compliance (497a1-2). The elenchus should proceed
only on the basis of claims the interlocutor sincerely accepts (495a7-9,
516c8-9); he is free to challenge or withdraw any claim that he likes (461d3-4,
462a3-5, 465a7-8, 504c5-6). In general, a thesis is more plausible
if it survives elenctic inquiry with suitably different interlocutors (e.g.
with B, C, D) (508e8-509a4, 513d1-2, 527b3-4). If all the interlocutors
are compliant on exactly the same problematic point, then additional elenctic
inquiries would not make the thesis in question more plausible. (cf.
Wittgenstein: "As if someone were to buy several copies of the morning
paper to assure himself that what it said [was] true." Investigations
sect. 265) However, a successful elenchus with a radical critic,
who is not compliant on this point, will have important evidential value
(486e5-6, 487e1-3, 489a5-7). We may wonder whether the success of
the thesis even here depends upon the peculiarities of the particular radical
critic whose agreement is secured. We could avoid this worry if the
argument that we use to convince a particular radical critic appeals only
to claims that any (practically) rational agent must accept. This
is one interpretation of Socrates's argument against Callicles (503c-504d)
(cf. Irwin. "Objectivity and Coercion in Plato's Dialectic").
POLUS
Socrates asserts that justice is necessary for happiness and that it
is better to suffer injustice than to practice it (469a10-c3). Polus
denies that what is fine benefits the agent; the conventional virtues are
admirable but not good for the agent (474c4-d2). Socrates replies.
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If something is fine or admirable, it is (most) choiceworthy.
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Insofar as something is choiceworthy it must be to that extent beneficial
or pleasant (474d4-475b4).
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Hence, if something is fine, it must be most beneficial or most pleasant
(4745b1-3).
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Justice is fine.
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Hence, justice is either most beneficial or most pleasant (475b8-10).
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Justice is not (always) most pleasant (475c1-4).
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Hence, justice is most beneficial (for the agent) (475c5-10).
For the argument to be valid, the parenthetical qualification that the
benefit must accrue to the agent must be implicit throughout. But
then Polus might resist (1) or (2).
CALLICLES
Callicles claims that Socrates has only shamed Polus into conceding
something he doesn't believe or shouldn't have conceded (483cd) and promises
to be a more formidable opponent. However, unlike Polus, Callicles
seems to accept eudaimonism. But because he thinks that conventional
virtues do not always benefit the agent, he denies that conventional virtues
are genuine virtues. His position seems to be this.
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Justice is a virtue.
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Virtues benefit their possessor.
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Conventional justice often requires the agent to benefit others at her
own expense.
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Hence, conventional justice is not real justice.
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Hence, genuine or natural justice implies that he who is naturally (individually
[483b, 484a, 488d5-490a]) stronger should take what he wishes from others
by force, if necessary (e.g. 488b).
Socrates, of course, wants to deny (3).
CALLICLES'S EXPANSIVE CONCEPTION OF HAPPINESS
Callicles defends (3) and (5) by appeal to what we might call an expansive
conception of happiness, according to which the happy person has and satisfies
large and unrestrained desires (491e5-492a3, 492d6-e1). We might
distinguish three possible interpretations of Callicles's expansive conception
of happiness.
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perfectionism: expansive happiness is good, because it maximizes
the agent's power and achievement (cf. Nietzsche).
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desire-satisfaction: expansive happiness is good, because it maximizes
the satisfaction of the agent's desires.
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hedonism: expansive happiness is good, because it maximizes the
agent's pleasure.
There is something to be said for each interpretation. But Socrates
explicitly construes Callicles's views as hedonism (494e10-495a6) and rejects
hedonism along with the expansive conception (497a3-6, d5-7, 506c5-9).
Many of the issues that arise for the hedonist interpretation have analogs
for the desire-satisfaction interpretation.
EXPANSIVE vs. ADAPTIVE CONCEPTIONS OF HAPPINESS
In opposition to Callicles's conception of happiness, Socrates argues,
in part, for a more adaptive conception of happiness, according
to which an agent ought to restrict and adapt her desires to fit her circumstances
(439cd).
Socrates begins his attack on Callicles with the "leaky jar" argument
(493b1-494d10). He assumes that Callicles will admit that the best
thing is to have a full jar. But Callicles denies this; he thinks
that this would leave one no more happy than a stone (494a8-10).
Callicles attaches value to the process of filling the jar (494c7-d9).
Thus, he should be unimpressed by the psychological profile that Socrates
associates with the expansive conception -- the torrent bird (494b6-7)
or the endless scratcher (494c7-d8) -- provided that the agent has
access to the sort of assets and resources required to pursue and satisfy
such desires.
However, Socrates can claim that if Callicles attaches value to producing
pleasure and satisfying desire he must also attach value to producing anxiety
and other forms of pain and frustrating desire. Because these assets
and resources are vulnerable -- they are subject to fortune -- the enlightened
hedonist -- the one concerned to maximize net happiness -- should
adapt her desires to her circumstances. This adaptive argument makes
several crucial assumptions.
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We should aim to maximize net happiness.
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Expansive happiness depends on vulnerable external goods (assets, resources).
Achieving and maintaining expansive happiness is hard to do. If we
aim at expansive happiness and the requisite externals are lost or not
forthcoming, then expansive desires go unsatisfied, which is unpleasant.
Even when the agent possesses the requisite externals, their vulnerability
produces uncertainty and anxiety and requires costly protective measures.
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We are psychologically plastic and can adapt our desires so that they depend
on fewer externals.
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Hence, we should eschew expansive happiness and aim at adaptive happiness.
The adaptive argument raises several questions.
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We should distinguish between the goals of undermining Callicles's expansive
conception of happiness and establishing Socrates's adaptive conception
of happiness. Socrates could succeed at the first goal without succeeding
at the second. This is a serious possibility, because Socrates's
adaptive argument must apparently establish complete indifference
to externals if it is to show that justice is sufficient for happiness.
There might be a good prudential argument against expansive happiness that
doesn't endorse complete indifference to externals.
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Does complete indifference to externals presuppose more psychological plasticity
than we possess?
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Even if one should not seek externals, mightn't they be genuine goods,
which would augment the happiness of the person who acquired them?
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Doesn't enlightened hedonism counsel the cultivation of desires that require
moderate amounts of externals? Socrates assumes that expansive
desires depend upon vulnerable externals. But in calling something
vulnerable we might mean that (a) it can be lost or that (b) it is likely
or liable to be lost. All externals are (a)-vulnerable, but only
some are (b)-vulnerable. If we're seeking to maximize net happiness,
shouldn't we ignore (a)-vulnerability and concentrate on (b)-vulnerability?
THE ADAPTIVE CONCEPTION OF HAPPINESS, PSYCHIC ORDER, AND THE VIRTUES
An adaptive conception favors self-restraint, control of one's appetites,
and psychic order (503d-). Self-regarding virtues, such as temperance
(and, to a lesser extent, courage) can be identified with psychic order
(507ab). But is this sort of psychic justice the same as conventional
justice, which is an other-regarding virtue? (This is related to
the more famous question about whether there is a fallacy in the Republic
when Socrates responds to the eudaimonist challenge to ordinary justice
by defending the intrinsic benefits of psychic justice.)
RATIONAL AND NONRATIONAL DESIRE
One interesting feature of this account of virtue as psychic order
(503e5-505c5, 506d5-507e3) is that it seems to suggest that Socrates thinks
of the virtues as including noncognitive components (e.g. endurance) as
well as cognitive components and that he allows for the existence of non-rational
or good-independent desires. This looks like a departure from the
psychology of the Protagoras and may, as a result, threaten (a)
the sufficiency of knowledge for virtue and (b) the inseparability and
unity of the virtues.
THE GORGIAS'S ATTITUDE TOWARD HEDONISM
It's clear that the Gorgias contains a number of anti-hedonist
claims and so appears to reject the hedonism of the Protagoras.
What's less clear is whether the arguments for these claims are successful
arguments against the enlightened hedonism of the Protagoras, which
identifies an agent's good with the life that is most pleasant overall
(cf. Gosling and Taylor, The Greeks on Pleasure, ch. 4).
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In rejecting Calliclean assumptions about happiness, Socrates claims to
be rejecting hedonism (495a-d). But we have seen that his only plausible
argument -- the adaptive argument -- arguably appeals to the enlightened
hedonist claim that we should maximize expected net pleasure overall.
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In the Protagoras Socrates denies that Protagoras's recognition
of good pains and bad pleasures is inconsistent with hedonism (353de),
whereas in the Gorgias it is Socrates who insists, against Callicles's
hedonism, that some pleasures are bad and some pains are good (494e5-495a3,
499c-e). This anti-hedonist claim in the Gorgias seems to
overlook the resources of the hedonism in the Protagoras.
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The Gorgias contrasts the aims of virtue and rhetoric; whereas virtue
aims to benefit, rhetoric aims to flatter and, hence, to please (462b-465d,
502e-503d). But the difference between flattery and benefit could
easily be explained as the difference between immediate gratification and
long-term pleasure.
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According to the hedonism of the Protagoras, good things are good
insofar as they are pleasant (354 ad), whereas in the Gorgias Socrates
asserts that pleasures are to be pursued insofar as they are good, not
the other way around (500a, 506c-d). This second claim certainly
is incompatible with hedonism. But why should we accept it?
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Here is one argument Socrates makes in the Gorgias (495d-497d).
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We can experience pleasure and pain at the same time.
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We cannot experience good and evil at the same time.
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Hence, pleasure is not the same as the good, and pain is not the same as
evil.
Here is another argument Socrates makes (497e1 499b4).
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Virtues are more beneficial than vices are.
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Wisdom and courage are virtues.
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Cowards and fools are often as pleased as the courageous and wise.
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Hence, the good does not consist in pleasure.
The second argument is better. But even here one might wonder if
the enlightened hedonist would agree with (3). Cowardice lacks deterrent
value and might expose cowards to future predation. If so, cowards
might experience more fear, anxiety, and pain in the long-run. But
what about courage that involves wholesale sacrifice -- laying down one's
life? It's hard to see how such sacrifice assures the courageous
person of more pleasure overall. Perhaps the coward's pleasure will
be claimed to be false or not worth wanting. But this would make
a pleasure's value depend upon something other than the amount of pleasure
at stake. This would vindicate Socrates's anti-hedonistic claim that
pleasures are to be pursued insofar as they are good, instead of insofar
as they are pleasurable. To maintain hedonism, Socrates would apparently
have to deny that courage can require wholesale sacrifice. But that
seems to be something he is not willing to say.
The Gorgias does not endorse hedonism; Socrates draws conclusions
that purport to refute even enlightened hedonism. But these conclusions
are not always well supported and appear to be in tension with Socrates's
own adaptive arguments. Hence, we might conclude either (a) that
Plato intends us to treat these anti-hedonistic arguments as inconclusive
and so does not reject the enlightened hedonism of the Protagoras,
(b) that Plato is ambivalent, or (c) that Plato has not yet worked out
a consistent view about hedonism.