draft of 9-30-04
PHIL 161: History of Ethics
Fall 2004; Greek Ethics
David O. Brink
Handout #1: Background to Socrates
SOCRATES
We know a few things about Socrates.
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Plato (427-347 BCE) was a younger contemporary and student of Socrates
(470-399 BCE).
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Socrates was the first truly systematic (Western) philosopher.
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Socrates inspired Plato and other subsequent philosophers, including Aristotle
(Metaphysics i 6, xiii 4) (who had some independent evidence about
Socrates's views), and many Athenian youths, including the iconoclast aristocrats
Critias and Alcibiades (associated with the Thirty Tyrants).
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Socrates was brought to trial on charges of impiety and corrupting the
youth of Athens, convicted, and executed in 399.
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We have no record that Socrates ever wrote anything.
We have two main sources about Socrates's views -- Plato and Xenophon --
but they present different portraits of Socrates.
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Plato's Socrates is both paradoxical and ironic; Xenophon's is neither.
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Plato's Socrates may win arguments, but rarely persuades his opponent;
Xenophon's Socrates persuades all those with whom he argues.
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Plato's Socrates is concerned primarily with human affairs; Xenophon's
Socrates is concerned with theology.
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Plato's Socrates denies that one should ever harm one's enemies in flat
contradiction of then conventional Greek (e.g. Homeric) moral views; Xenophon's
Socrates never contradicts Greek popular morality.
It's hard to see how Xenophon's account explains (3) or (4), whereas Plato's
account explains these facts well. Plato's Socrates is a moral gadfly
who questions Athenian citizens and educators (e.g. sophists) about the
nature of virtue (What is courage? What is piety? ...). His
interloctuors give confident answers initially but find themselves saying
and believing inconsistent things. The Socratic dialogues all end
on a negative note, having refuted various definitions of the virtues but
apparently having defended none.
SOCRATES AND PLATO
Attention to the content and style of Plato's dialogues and the testimony
of Aristotle (Metaphysics i 6; xiii 4) allows us divide the dialogues
reasonably well into four groups.
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Early or Socratic Dialogues
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Apology, Crito, Euthyphro, Laches, Charmides, Euthydemus, and Lysis
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Transitional Dialogues
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Middle or Platonic Dialogues
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Meno, Phaedo, Republic, Symposium, Phaedrus, Parmenides, and Theaetetus
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Later Platonic Dialogues
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Timaeus, Sophist, Statesman, Philebus, and Laws
Something like this represents what might be called a thematic grouping
of the dialogues and presupposes that there are interesting philosophical
differences in the dialogues. It is a further question whether
these thematic differences also represent chronological development
in Plato's views. Many who accept something like this thematic grouping
also suppose that it represents a picture of Plato's philosophical development
from an early stage where he was a disciple of Socrates, to a stage of
exploring and questioning Socratic commitments, to a stage of developing
his own philosophical views that are both continuous with but different
from those of Socrates, to critical reflection on his own philosophical
views. But the thematical claim does not require the developmental
one. Though neither claim is uncontroversial, both are commonly accepted.
SOCRATIC BACKGROUND
Understanding Socrates's significance requires understanding his intellectual
innovation, which requires seeing his ethical thought against the background
of prevailing and rival moral conceptions.
HOMER
Even if Homer does not self-consciously develop ethical theories, his
description of heroic action seems to make assumptions about what sort
of people and actions are admirable and good. There are several points
worth noting about the Homeric hero.
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The good person (agathos) is the Homeric hero -- a successful (male) warrior
of aristocratic birth and upbringing who displays courage and power and
is successful in battle.
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A Homeric hero depends upon external goods. (a) Though virtues of
character are admirable, they are not necessary to be agathos. (b) e-goods
(strength, social status, success, and social recognition) appear to be
both necessary and sufficient to be agathos.
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The Homeric hero is agent-centered. Though the agathos should protect dependents
and supplicants, this is because it demonstrates his power, not because
they have a legitimate claim on him.
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The Homeric conception is unstable: (a) being agathos depends upon vulnerable
e-goods; (b) it is socially unstable, because it pits heroes against each
other in divisive struggles over scarce e-goods.
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The Homeric world-view reflects an anthropomorphic polytheism. Natural
events and human affairs are to be explained as the operation and interaction
of various gods, who are themselves large-scale versions of the Homeric
heroes.
THE LAW-CONCEPTION
According to the law-conception (exemplified by Hesiod, various tragedians,
and natural philosophers), the chief virtue is justice; justice is thought
of as conformity to social norms that protect and promote the good of the
community or a common good; and the gods are imperfect but reasonably reliable
moral accountants, who reward virtue and vice.
SOPHISTIC AND RHETORIC
Part of understanding Socrates's innovation requires contrasting his
methods with other superficially similar methods. Like Socratic inquiry,
both rhetoric and sophistic involve public inquiry into ethical and political
questions, and both can involve dialogue in which the interlocutor's claims
are confuted.
Rhetoricians offered to teach the art of persuasion. This might
seem to be an especially valuable skill for members of the democratic Assembly
who sought to shape the political agenda of Athens or hold political office.
Like Socratic dialectical inquiry, rhetoric depends on the beliefs of its
audience. But Socrates believes that whereas dialectic aims at truth
-- in particular, truth about how best to live -- rhetoric aims at securing
the audience's agreement or approval of the orator's objectives (Euthyd
272b1-2 and 8, 275d5-278e, 305b-306c). Moreover, whereas philosophy
aims to benefit its audience, rhetoric aims to flatter and, hence, to please
its audience (G 462b-465d, 502e-503d).
As a rule, rhetoricians did not claim to educate people or make them
better. By contrast, the sophists did. A feature of some forms
of sophistic that might arouse hostility is eristic method, and Socrates
clearly sought to distinguish his own method from eristic. Most generally,
eristic involves various debater's tricks that exploit ambiguities or unclarities
in an interlocutor's claims, typically unfairly, in order to confound him.
Like rhetoric and unlike Socratic dialectic, eristic aims at victory in
debate, rather than the truth (272ab).
Still another reason for distrust of sophistic is that some sophists
hold moral views that appear subversive of the cooperative virtues on which
the stability of Athenian democracy depends. For instance, it is
sometimes thought that the sort of challenge to a cooperative conception
of the virtues expressed by Callicles in the Gorgias and Thrasymachus in
the Republic should be understood to be a product of sophistic teaching.
But not all sophists are critics of conventional morality. On
Plato's view, many sophists merely repeat common moral convictions without
examining them, much less revising them. Protagoras is an important
case in point. Indeed, Protagoras famously thinks that "a man is
the measure of all things, of those that are, of how they are, and of those
that are not, of how they are not" and that "as things appear to each of
us, so they are" (Tht 152a). Though Socrates's dialectical methods
also begin from common beliefs, he believes that if practiced the right
way it can be used to distinguish between true and false beliefs, especially
about how best to live. Moreover, he thinks his methods allow him
to show that Homer, Callicles, and Thrasymachus are wrong and that the
cooperative virtues are essential to leading a good life.
SOCRATIC PARADOXES
Socrates is famous for some striking and sometimes paradoxical commitments.
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Moral Knowledge and Socratic Ignorance. (a) Socrates seems
to believe that we should expect to find expertise in matters ethical,
as in other crafts (Cri 46c 47d); (b) yet he claims to be ignorant himself
and believes that others know even less than he does (Ap 19c, 20c e, 21d,
33b); (c) yet he seems quite confident about some moral claims and is willing
to rely on them in arguing with others (Ap 17bc, 28b, 29b, 41e).
Though (a) and (c) are consistent, both appear to conflict with (b).
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Virtue and Happiness. Socrates believes that (a) an agent's own
happiness (eudaimonia) is or ought to be the ultimate end of all of her
action (La 181ce, 192d; Ch 169b, 173e; Eud 278e with 280b6, 282a), yet
he believes that (b) familiar, other-regarding virtues (e.g. courage and
justice) are admirable. (a) and (b) commit him to other claims.
He believes that (c) one should be virtuous at any price (Ap 28b, 29b,
32bc; Cri 48cd, 49b). In fact, Socrates believes that (d) virtue
(e.g. temperance, justice, courage, piety, wisdom) is both necessary and
sufficient for the agent's happiness (Ap 29b 30b, 30d, 36c, 41d e).
This implies that (e) a good person cannot be harmed (Ap 41cd) and that
(f) one cannot profit by vice (e.g. injustice).
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Virtue is Knowledge. This cognitive account of virtue seems
to imply several things: (a) that knowledge is necessary for virtue (La
192cd; Ch 159a), and by (1b), that no one is virtuous (because no one has
the requisite knowledge); (b) that knowledge is sufficient for virtue (Ap
25c 26a, 37a), which implies that weakness of will is impossible (you can't
know what virtue requires without acting virtuously); and (c) the unity
of the virtues (La 199e), which implies that you cannot have one virtue
without the others.
A further puzzle is that Socrates believes that he can defend these often
counter-intuitive claims by a method of question and answer (the elenchus)
that is apparently driven by common beliefs (endoxa) and hostage to the
assent of his interlocutors.